Regulations Governing Securities Dealers Associations Article 13
With respect to disputes arising from business related to securities between members and investors, or between members, a securities dealers association shall draft rules for dispute mediation, report these rules to the FSC for recordation, and ensure their implementation.
中文原文 證券商同業公會業務管理規則第13條
證券商同業公會對會員與投資人或會員間，因有價證券交易所發生之爭議，應訂定紛爭調處辦法申報本會備查，並確實執行之。