Regulations Governing Securities Dealers Associations Article 11
A securities dealers association shall, within three months from the end of each fiscal year, file with the FSC an annual work report, as well as an income/disbursement statement, a cash disbursement statement, a balance sheet, a list of assets, and a fund receipt/disbursement statement; which latter five items shall have been audited and attested by a certified public accountant, approved by the board of directors, and recognized by the board of supervisors.
中文原文 證券商同業公會業務管理規則第11條
證券商同業公會應於每會計年度終了後三個月內，向本會申報年度工作報告及經會計師查核簽證、理事會通過及監事會承認之收支決算表、現金出納表、資產負債表、財產目錄及基金收支表。