Regulations Governing Securities Finance Enterprises Article 59
Where a securities finance enterprise handles the business described in Article 5 for the same person, the same related person, or the same related business and interest-related person, the relevant credit limit, credit total balance, credit terms or conditions, and rules for providing credit to persons within the same category are to be set by competent authority.The securities finance enterprises shall set guidelines for allocating the risks involved in the credit business referred to in the preceding paragraph and in every type of securities credit, and shall establish a credit investigation file for the same person, same related person, or same related business and interest-related person to be inspected.The same person, same related person, same related business, and interest-related person referred to in Paragraph 1 and 2 are defined as in the Banking Act.
中文原文 證券金融事業管理規則第59條
證券金融事業辦理第五條之業務，對同一人、同一關係人或同一關係企業及利害關係人之授信限額、授信總餘額、授信條件及同類授信對象之規定，由主管機關定之。
證券金融事業應訂定前項各授信業務及每種有價證券授信風險之分散標準，並建立同一人、同一關係人或同一關係企業及利害關係人之徵信檔案，備供查核。
前二項所稱同一人、同一關係人或同一關係企業及利害關係人，依銀行法有關規定。
證券金融事業應訂定前項各授信業務及每種有價證券授信風險之分散標準，並建立同一人、同一關係人或同一關係企業及利害關係人之徵信檔案，備供查核。
前二項所稱同一人、同一關係人或同一關係企業及利害關係人，依銀行法有關規定。