Regulations Governing Securities Finance Enterprises Article 51
A securities finance enterprise that engages in securities borrowing and lending shall establish operating rules for such business and submit them to the competent authority for approval.The operating rules referred to in the preceding paragraph shall expressly state the following matters:1.Opening of securities borrowing and lending transaction accounts.2.Applications for loans of securities and their redelivery.3.Types of eligible collateral and its substitution.4.Calculation, replenishment, and disposition of collateral.5.Method of obtaining shortfalls in loaned securities.6.Transfer of title to securities collateral.7.Deposit of the performance bond.8.Other matters that shall be included pursuant to the regulations of the competent authority.The securities finance enterprise shall carry out securities borrowing and lending transactions in accordance with the operating rules of the first paragraph.
中文原文 證券金融事業管理規則第51條
證券金融事業辦理有價證券借貸，應擬訂有價證券借貸業務操作辦法，報經主管機關核定。
下列事項應於前項業務操作辦法載明之：
一、有價證券借貸交易帳戶之開立。
二、有價證券借貸之申請及償還。
三、擔保品之種類及更換。
四、擔保品之計算、補繳及處分。
五、出借證券差額之取得。
六、擔保品之過戶。
七、履約保證金提存。
八、其他經主管機關規定應記載之事項。
證券金融事業辦理有價證券借貸，應依第一項業務操作辦法為之。
下列事項應於前項業務操作辦法載明之：
一、有價證券借貸交易帳戶之開立。
二、有價證券借貸之申請及償還。
三、擔保品之種類及更換。
四、擔保品之計算、補繳及處分。
五、出借證券差額之取得。
六、擔保品之過戶。
七、履約保證金提存。
八、其他經主管機關規定應記載之事項。
證券金融事業辦理有價證券借貸，應依第一項業務操作辦法為之。