Regulations Governing Securities Finance Enterprises Article 17
Securities finance enterprises handling margin purchases and short sales of securities shall establish operating rules for margin purchase and short sale business and implement the same with the competent authority's approval.The operating rules referred to in the preceding Paragraph shall include the following items:1.The opening of the margin account.2.The application for the margin purchase or short sale and repayment.3.The calculation, replenishment, and disposition of collateral.4.The transfer of securities or commodities for collateral.5.Obtaining securities to cover shortfalls arising in connection with short sales.6.The transfer of title to securities provided as collateral for margin purchases and to securities or commodities paid in as additional collateral.7.Other items required by the competent authority.Securities finance enterprises shall comply with the operating rules referred to in paragraph 1 in handling securities trading margin purchase and short sale business.
中文原文 證券金融事業管理規則第17條
證券金融事業辦理有價證券買賣融資融券，應擬訂融資融券業務操作辦法，報經主管機關核定之。
前項業務操作辦法，應載明下列事項：
一、信用帳戶之開立。
二、融資融券之申請及償還。
三、擔保品之計算、補繳及處分。
四、有價證券或商品之抵繳。
五、融券短差證券之取得。
六、融資擔保證券及抵繳證券或商品之過戶。
七、其他經主管機關規定應記載之事項。
證券金融事業辦理有價證券買賣融資融券，應依第一項業務操作辦法為之。
前項業務操作辦法，應載明下列事項：
一、信用帳戶之開立。
二、融資融券之申請及償還。
三、擔保品之計算、補繳及處分。
四、有價證券或商品之抵繳。
五、融券短差證券之取得。
六、融資擔保證券及抵繳證券或商品之過戶。
七、其他經主管機關規定應記載之事項。
證券金融事業辦理有價證券買賣融資融券，應依第一項業務操作辦法為之。