Regulations Governing the Sale of Securities Obtained by Securities Underwriters on a Firm Commitment Basis Article 2

A securities underwriter selling securities obtained under Article 71 of the Act, unless otherwise approved by the Financial Supervisory Commission (the "Commission"), shall do so by the following means:1. For securities that are already traded on a centralized securities exchange market or over the counter, it shall sell them on the centralized securities exchange market or over the counter.2. For securities that are not traded on a centralized securities exchange market or over the counter, it may sell them itself by negotiated sale.The first time that an issuer applies for TWSE listing or TPEx listing of securities, after its TWSE or TPEx listing contract has been submitted by the Taiwan Stock Exchange Corporation or Taipei Exchange to the Commission for reference, before those securities are traded on a centralized securities exchange market or over the counter, the securities underwriter shall handle those securities that it has obtained for firm commission underwriting by the means set out in subparagraph 1 of the preceding paragraph.
中文原文 證券承銷商取得包銷有價證券出售辦法第2條
證券承銷商出售依本法第七十一條規定所取得之有價證券,除經金融監督管理委員會(以下簡稱本會)核准者外,應依下列方式為之:
一、已於有價證券集中交易市場或證券商營業處所買賣之有價證券,應於有價證券集中交易市場或證券商營業處所出售之。
二、未於有價證券集中交易市場或證券商營業處所買賣之有價證券,得自行洽商出售之。
發行公司初次申請有價證券上市或上櫃,其上市或上櫃契約經臺灣證券交易所股份有限公司或財團法人中華民國證券櫃檯買賣中心報本會備查後,於該有價證券在集中交易市場或證券商營業處所買賣前,證券承銷商因包銷所取得之該有價證券,應依前項第一款規定辦理。

English translation for reference only; the Chinese text prevails. Not legal advice.