Regulations Governing Securities Investment Consulting Enterprises (Originally Adopted 2004.10.30) Article 9
Except where otherwise provided herein, a SICE that offers or issues securities in connection with a capital increase or decrease shall do so as provided in the Regulations Governing the Offering and Issuance of Securities by Securities Issuers.The FSC will separately announce the supporting application documents and any regulations pertinent to the issuance of securities in connection with a capital increase or decrease by a SICE that has no publicly issued shares.
中文原文 證券投資顧問事業管理規則（93.10.30 訂定）第9條
證券投資顧問事業於增資或減資募集與發行有價證券時，除本規則規定者外，應依發行人募集與發行有價證券處理準則之規定辦理。
未公開發行股票之證券投資顧問事業於增資或減資發行有價證券時，應檢具之申請書件及相關規範由本會公告。
未公開發行股票之證券投資顧問事業於增資或減資發行有價證券時，應檢具之申請書件及相關規範由本會公告。