Regulations Governing Securities Investment Consulting Enterprises (Originally Adopted 2004.10.30) Article 26
When a SICE established prior to the issuance of the 2 May 2008 amendment to these Regulations is not in compliance with these Regulations, it shall rectify the non-compliance within 1 year after the amendment and issuance, and if such rectification has not been carried out at the end of that period, the FSC shall revoke its business license. With legitimate reason, however, the SICE may apply to the FSC prior to the end of that period for a one-time extension of no more than 3 months.
中文原文 證券投資顧問事業管理規則(931030訂定)第26條
本規則中華民國九十七年五月二日修正發布前已設立之證券投資顧問事業與本規則規定不符者,應於本規則修正發布後一年內辦理補正,屆期未完成補正者,本會廢止其營業許可。
但有正當理由,於期限屆滿前,得向本會申請展延一次,並以三個月為限。
但有正當理由,於期限屆滿前,得向本會申請展延一次,並以三個月為限。