Regulations Governing Securities Investment Consulting Enterprises (Originally Adopted 2004.10.30) Article 25-3
For the provision of robo-advisor services, and any change to an algorithm used to provide robo-advisor services, a submission with supporting documents shall be sent to the SITCA for review. Regulations governing the review procedures, review documents, review items, information disclosures, and other matters shall be drafted by the SITCA and submitted to the FSC for approval; the same shall apply to any amendments thereto.To conduct reviews of the provision of robo-adviser services as provided in the preceding paragraph, the SITCA shall form a robo-advisor services review panel.One who was already providing robo-advisor services prior to the enforcement of the 25 October 2024 amendment to this Article is not required to undergo a new review by SITCA of those services provided as set out in paragraph 1. However, when there is any change to an algorithm used in the provision of the robo-advisor services, it must still submit it for review by the SITCA as provided in paragraph 1.
中文原文 證券投資顧問事業管理規則（931030訂定）第25-3條
提供自動化投資顧問服務及變更提供自動化投資顧問服務所使用之演算法者，應檢具書件送同業公會審查。
審查程序、審查書件、審查項目、資訊揭露與其他規範，由同業公會擬訂，報經本會核定；修正時，亦同。
同業公會依前項規定進行提供自動化投資顧問服務審查時，應組成自動化投資顧問服務審查小組。
本條中華民國一百十三年十月二十五日修正施行前，已提供自動化投資顧問服務者，無須依第一項規定重新由同業公會審查提供該服務。
但提供自動化投資顧問服務所使用之演算法變更時，仍須依第一項規定由同業公會審查。
審查程序、審查書件、審查項目、資訊揭露與其他規範，由同業公會擬訂，報經本會核定；修正時，亦同。
同業公會依前項規定進行提供自動化投資顧問服務審查時，應組成自動化投資顧問服務審查小組。
本條中華民國一百十三年十月二十五日修正施行前，已提供自動化投資顧問服務者，無須依第一項規定重新由同業公會審查提供該服務。
但提供自動化投資顧問服務所使用之演算法變更時，仍須依第一項規定由同業公會審查。