Regulations Governing Securities Investment Consulting Enterprises (Originally Adopted 2004.10.30) Article 23
Except where FSC approval is otherwise obtained or through registration effective upon notification, an application to operate investment consulting services for foreign securities may not involve the domestic offering, issuance, or trading of securities.
中文原文 證券投資顧問事業管理規則（931030訂定）第23條
申請經營外國有價證券投資顧問業務，除另經本會核准或申報生效外，不得涉及在國內募集、發行或買賣。