Regulations Governing Securities Investment Consulting Enterprises (Originally Adopted 2004.10.30) Article 19
Operation of investment consulting business for foreign securities shall be limited to the following enterprises:1. SICEs.2. Securities brokers engaging in consigned trading of foreign securities and concurrently operating securities investment consulting business.3. Futures brokers engaging in consigned trading of foreign futures and concurrently operating securities investment consulting business.4. A trust enterprise managing specified money trusts and concurrently operating securities investment consulting business.5. A SITE that concurrently conducts securities investment consulting business.The scope and types of foreign securities for which an operator of investment consulting business for foreign securities may provide consulting services shall be announced by the FSC.
中文原文 證券投資顧問事業管理規則（931030訂定）第19條
經營外國有價證券投資顧問業務者，以下列事業為限：
一、證券投資顧問事業。
二、經營受託買賣外國有價證券之證券經紀商，且兼營證券投資顧問業務。
三、經營受託國外期貨交易之期貨經紀商，且兼營證券投資顧問業務。
四、經營特定金錢信託之信託業，且兼營證券投資顧問業務。
五、兼營證券投資顧問業務之證券投資信託事業。
經營外國有價證券投資顧問業務者提供顧問之外國有價證券，其種類及範圍由本會公告。
一、證券投資顧問事業。
二、經營受託買賣外國有價證券之證券經紀商，且兼營證券投資顧問業務。
三、經營受託國外期貨交易之期貨經紀商，且兼營證券投資顧問業務。
四、經營特定金錢信託之信託業，且兼營證券投資顧問業務。
五、兼營證券投資顧問業務之證券投資信託事業。
經營外國有價證券投資顧問業務者提供顧問之外國有價證券，其種類及範圍由本會公告。