Standards Governing the Establishment of Securities Investment Consulting Enterprises Article 6
A SICE shall at least set up an investment analysis department and a finance and accounting department, staffed with competent managerial officers, department supervisors, and associated persons in sufficient numbers, who shall satisfy the qualification requirements set out in the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises.
中文原文 證券投資顧問事業設置標準第6條
證券投資顧問事業應至少設置投資研究、財務會計部門，配置適足、適任之經理人、部門主管及業務人員，並應符合證券投資顧問事業負責人與業務人員管理規則所定之資格條件。