Standards Governing the Establishment of Securities Investment Consulting Enterprises Article 47
If a SICE established prior to the amendment to and issuance of these Standards on 2 May 2008 does not conform to the requirements of these Standards, it shall cure the non-conformance within 1 year after such amendment and issuance, failing which the FSC shall revoke its business permission. Notwithstanding the foregoing, if there is legitimate reason, an application may be filed with the FSC before expiration of that period for a maximum extension of 3 months, one time only.
中文原文 證券投資顧問事業設置標準第47條
本標準中華民國九十七年五月二日修正發布前已設立之證券投資顧問事業與本標準規定不符者,應於本標準修正發布後一年內辦理補正,屆期未完成補正者,本會廢止其營業許可。
但有正當理由,於期限屆滿前,得向本會申請展延一次,並以三個月為限。
但有正當理由,於期限屆滿前,得向本會申請展延一次,並以三個月為限。