Regulations Governing Securities Investment Trust Funds Article 7
A SITE using a fund for overseas investment may authorize a company providing it with consulting services for overseas investment or a member of its own group that provides centralized market trading services to place a trading order on its behalf through a foreign securities firm, futures commission merchant, or other trading counterparty.When SITE authorizes a company providing it with consulting services for overseas investment or a member of its own group that provides centralized market trading services to place a trading order on its behalf through a foreign securities firm, futures commission merchant, or other trading counterparty, it shall adopt risk monitoring and management measures for such transactions as a part of its internal control system, as well as setting out the standards for selection of a company to provide consulting services for overseas investment; those measures and standards shall be submitted to the board of directors for approval.The term "member of its own group" as used in the preceding paragraph shall mean a holding company to which the SITE belongs which has shareholdings in the SITE in excess of 50 percent; a subsidiary in which the SITE has shareholdings in excess of 50 percent; or a subsidiary belonging to the same holding company in which the holding company has shareholdings in excess of 50 percent.
中文原文 證券投資信託基金管理辦法(931030訂定)第7條
證券投資信託事業運用基金投資於國外者,得委託提供國外投資顧問服務之公司或其集團企業提供集中交易服務間接向國外證券商、期貨商或其他交易對手委託交易。
證券投資信託事業委託其提供國外投資顧問服務之公司或其集團企業間接向國外證券商、期貨商或其他交易對手委託交易,應於內部控制制度中訂定從事上開委託交易之風險監控管理措施,及提供國外投資顧問服務之公司之選任標準,提經董事會通過。
前項所稱集團企業係指證券投資信託事業所屬持股逾百分之五十之控股公司,或持股逾百分之五十之子公司,或屬同一控股公司持股逾百分之五十之子公司。
證券投資信託事業委託其提供國外投資顧問服務之公司或其集團企業間接向國外證券商、期貨商或其他交易對手委託交易,應於內部控制制度中訂定從事上開委託交易之風險監控管理措施,及提供國外投資顧問服務之公司之選任標準,提經董事會通過。
前項所稱集團企業係指證券投資信託事業所屬持股逾百分之五十之控股公司,或持股逾百分之五十之子公司,或屬同一控股公司持股逾百分之五十之子公司。