Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Article 8-1
If a SITE or a SICE offers discretionary investment services but fails to enter into any discretionary investment services agreements with customers within two years after receiving FSC approval for such business and reissuance of its business license, its approval for the operation of discretionary investment services business will be revoked.Prior to the issuance of these amended Regulations, when a SITE or SICE that offers discretionary investment services has received FSC approval for such business and a reissued business license but fails to enter into any discretionary investment services agreements with customers within two years after the issuance date of these amended Regulations, its approval for the operation of discretionary investment services business will be revoked.
中文原文 證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第8-1條
證券投資信託事業或證券投資顧問事業經營全權委託投資業務，於經本會許可並完成換發營業執照後二年內，未與客戶簽訂全權委託投資契約者，廢止其經營全權委託投資業務之許可。
本辦法修正發布前，證券投資信託事業或證券投資顧問事業經營全權委託投資業務，已經本會許可並完成換發營業執照，自本辦法修正發布日起二年內，未與客戶簽訂全權委託投資契約者，廢止其經營全權委託投資業務之許可。
本辦法修正發布前，證券投資信託事業或證券投資顧問事業經營全權委託投資業務，已經本會許可並完成換發營業執照，自本辦法修正發布日起二年內，未與客戶簽訂全權委託投資契約者，廢止其經營全權委託投資業務之許可。