Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Article 25
Discretionary investment services contracts and the brokerage contracts of securities and futures brokers shall clearly stipulate that the SITE or SICE will be liable for performance of any obligation arising from use of the discretionary investment assets for investment in securities or for trading of securities-related products that exceeds the scope provided by law, regulation, or the discretionary investment services contract.
中文原文 證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第25條
全權委託投資契約及受託證券期貨經紀商之受託買賣契約，應載明證券投資信託事業、證券投資顧問事業運用委託投資資產從事有價證券投資或證券相關商品交易，逾越法令或全權委託投資契約所定限制範圍者，應由證券投資信託事業或證券投資顧問事業負履行責任。