Regulations Governing the Conduct of Discretionary Investment Business by Securities Investment Trust Enterprises and Securities Investment Consulting Enterprises Article 13
The total amount accepted for investment purposes by a SICE providing discretionary investment services may not exceed 20 times its net worth, provided that this restriction shall not apply to a SICE with paid-in capital of NT$300 million or more.When a SICE concurrently provides both mandate-type and trust-type discretionary investment services, the total amount accepted for investment purposes as referred to in the preceding paragraph shall be calculated on the basis of the combined amounts of the two types."Net worth" under paragraph 1 is the net worth stated in the financial report for the most recent period, audited and certified by a CPA, passed by the board of directors, and recognized by the supervisors.When a SICE is concurrently operated by an enterprise in another line of business, with the exception of a futures trust enterprise, its allocated operating capital, rather than its net worth or paid-in capital, shall be used for the calculations under paragraph 1.
中文原文 證券投資信託事業證券投資顧問事業經營全權委託投資業務管理辦法第13條
證券投資顧問事業經營全權委託投資業務，接受委託投資之總金額，不得超過其淨值之二十倍。
但其實收資本額達新臺幣三億元者，不在此限。
前項接受委託投資之總金額，於同時以委任及信託方式為之者，應合併計算之。
第一項淨值以最近期經會計師查核簽證、董事會通過及監察人承認之財務報告為準。
他業兼營者，除期貨信託事業外，第一項規定之淨值及實收資本額，改按指撥營運資金計算。
但其實收資本額達新臺幣三億元者，不在此限。
前項接受委託投資之總金額，於同時以委任及信託方式為之者，應合併計算之。
第一項淨值以最近期經會計師查核簽證、董事會通過及監察人承認之財務報告為準。
他業兼營者，除期貨信託事業外，第一項規定之淨值及實收資本額，改按指撥營運資金計算。