Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises Article 3-1

The FSC may commission the Taiwan Stock Exchange Corporation, Taipei Exchange, or Taiwan Depository and Clearing Corporation to handle extension cases under Article 7, paragraph 2, and securities investment trust fund public offering or follow-on offering cases under Articles 12 to 13, and to prescribe the format and content of the application (or registration) documents under Article 33, paragraph 1.When the Taiwan Stock Exchange Corporation, Taipei Exchange, or Taiwan Depository and Clearing Corporation has been commissioned by the FSC to handle a case under the preceding paragraph, if after an application has been approved or registration has become effective it subsequently is discovered that there exists a ground for voidance or revocation of the approval or effective registration as set out in these Regulations, the FSC may order the commissioned institution to void or revoke the approval or effective registration.