Regulations Governing the Public Offering of Securities Investment Trust Funds by Securities Investment Trust Enterprises Article 22
When a SITE mandates a fund distributor to conduct fund distribution business, it shall issue a statement that the fund distributor is qualified, and submit the statement and its distribution agreement with the fund institution to the SITCA for review and approval before the fund distributor may begin to conduct such business.The SITE may not pay the fund distributor and its personnel any remuneration, fees, or other benefits not stipulated in the distribution agreement.
中文原文 證券投資信託事業募集證券投資信託基金處理準則第22條
證券投資信託事業委任基金銷售機構辦理基金銷售業務,應出具基金銷售機構符合資格之聲明書及其銷售契約,送同業公會審查核准後始得為之。
證券投資信託事業不得對基金銷售機構及其人員支付銷售契約約定以外之報酬、費用或其他利益。
證券投資信託事業不得對基金銷售機構及其人員支付銷售契約約定以外之報酬、費用或其他利益。