Except as otherwise provided by law or regulation, a prospectus for a follow-on offering of a fund, or a quarterly updated prospectus for an open-end fund, shall include the following information on the use of the assets of the fund:1. Status of investments, presenting the following information on the fund as of the end of the month preceding the prospectus printing date:A. The components of total net assets, stated in dollars and as a percentage (Table 5).B. If the fund invests 1 percent or more of its net asset value in any single stock, indicate the name, number of shares, and market price per share of the stock, as well as the dollar amount and ratio of the investment (Table 6).C. If the fund invests 1 percent or more of its net asset value in any single bond, indicate the name of the bond as well as the dollar amount and ratio of the investment (Table 7).D. For a fund that invests 1 percent or more of its net asset value in the beneficial certificates of any single fund, indicate that fund's name, management company, fund manager, management fee rate, custodian fee rate, number of beneficial units, net asset value per unit, and the number of beneficial units in which the fund invests, the investment ratio, and the time period for payment of the redemption price.2. Investment performance:A. A chart showing the movement in net asset value per unit over the most recent 10 fiscal years.B. Indicate the dollar amount of income/gains distributed per beneficial unit for each of the most recent 10 fiscal years.C. Indicate the fund s annual rate of return on net asset value for each of the most recent 10 fiscal years.D. Indicate the fund's cumulative rate of return on net asset value, current as of the end of the quarter preceding the prospectus printing date, for the most recent 3 months, 6 months, 1 year, 3 years, 5 years, and 10 years, as well as since inception (see Table 8 for details of the formula for rate of return). For an index fund or passive ETF, additionally provide a comparison showing the performance difference between the fund and the benchmark index. For an active ETF additionally provide a comparison showing the performance difference between the fund and the performance indicators.3. Indicate the fund s expense ratio for each of the most recent 5 fiscal years: calculated as the ratio of the total amount of fees to be borne by the fund, as provided by the securities investment trust contract, to the fund s average net asset value.4. Include the CPA audit reports, statements of net asset value, statements of investments, and statements of changes in net asset value with footnotes, of the fund for each of the most recent 2 fiscal years.5. Indicate, for the most recent fiscal year and for the current year as of the end of the quarter preceding the prospectus printing date, the top 5 securities firms receiving orders from the fund to buy/sell securities (in terms of total dollar amount), specifying the name of and the amount of brokerage fees paid to each such securities firm. If any of these securities firms is a beneficial owner of the fund, also disclose the number and ratio of beneficial units it holds in the fund (Table 9).6. If the fund is rated by a credit rating agency, disclose the credit rating agency's rating report on the fund.7. Other matters for which disclosure is required.