Standards Governing the Establishment of Securities Investment Trust Enterprises Article 9
With the exception of shareholders meeting the qualification requirements set out in the preceding article, the sum total of the shares held by any single shareholder of a SITE and by the shareholder's related parties and by the shareholder through nominees shall not exceed 25% of the company's total issued shares.A SITE duly incorporated prior to 1 March 1996 is not subject to the restriction of the preceding paragraph in relation to the sum total of the shares held by a shareholder and by the shareholder's related parties and by the shareholder through nominees. Notwithstanding the foregoing, once any shares in excess of the 25% limit are transferred to others, no shares may be purchased which make the sum total exceed that limit again.The term "related parties" in the preceding two paragraphs means any party or parties meeting any of the following circumstances:1.If the shareholder is a natural person: the shareholder's spouse, blood relative within the second degree of kinship, or any enterprise of which the shareholder or the shareholder 's spouse is a responsible person.2.If the shareholder is a juristic person: a juristic person controlled by the same party as the juristic-person shareholder, or with which the juristic-person shareholder has a relationship of mutual control.
中文原文 證券投資信託事業設置標準第9條
證券投資信託事業之股東,除符合前條資格條件者外,每一股東與其關係人及股東利用他人名義持有股份合計,不得超過該公司已發行股份總數百分之二十五。
中華民國八十五年三月一日前已依法設立之證券投資信託事業之股東與其關係人及股東利用他人名義持有股份合計總數不受前項限制。
但超過百分之二十五部分於轉讓後不得再行買進。
前二項所稱關係人,指符合下列情形之一:
一、股東為自然人者,指其配偶、二親等以內之血親及股東本人或配偶為負責人之企業。
二、股東為法人者,指受同一來源控制或具有相互控制關係之法人。
中華民國八十五年三月一日前已依法設立之證券投資信託事業之股東與其關係人及股東利用他人名義持有股份合計總數不受前項限制。
但超過百分之二十五部分於轉讓後不得再行買進。
前二項所稱關係人,指符合下列情形之一:
一、股東為自然人者,指其配偶、二親等以內之血親及股東本人或配偶為負責人之企業。
二、股東為法人者,指受同一來源控制或具有相互控制關係之法人。