Standards Governing the Establishment of Securities Investment Trust Enterprises Article 48

A SITE applying to the FSC for issuance of a business license shall pay a license fee in an amount as described below:1.For the establishment of a SITE, 1/4,000th of statutory minimum paid-in capital.2.For the establishment of a branch unit by a SITE, NT$2,000.With the exception of a trust enterprise, to which the requirements of the FSC Banking Bureau shall apply, an enterprise in another line of business applying to the FSC for re-issuance of a business license for concurrent operation of securities investment trust business shall pay a license fee in an amount as described below:1.For the concurrent operation of securities investment trust business by a SICE, futures trust enterprise, or managed futures enterprise, 1/4,000th of the statutory minimum paid-in capital set out in Article 7.2.When a futures trust enterprise or managed futures enterprise concurrently operating securities investment trust business applies for a branch unit to provide support in the offering, sale, or private placement of beneficial certificates of securities investment trust funds, NT$2,000.A SITE applying to the FSC for re-issuance of a business license shall pay a license fee of NT$1,000.The license fee is not required for an application for re-issuance of a business license because of a change of address due to administrative re-districting or re-numbering of street address plate numbers.
中文原文 證券投資信託事業設置標準第48條
證券投資信託事業向本會申請核發營業執照時,應依下列各款規定,繳納執照費:
一、設置證券投資信託事業者,應按法定最低實收資本額四千分之一計算。
二、證券投資信託事業設置分支機構者,為新臺幣二千元。
他業兼營證券投資信託業務,除信託業應依本會銀行局規定辦理外,向本會申請換發營業執照時,應依下列各款規定,繳納執照費:
一、證券投資顧問事業、期貨信託事業或期貨經理事業兼營證券投資信託業務者,應按第七條規定之法定最低實收資本額四千分之一計算。
二、兼營證券投資信託業務之期貨信託事業或期貨經理事業申請其分支機構協助辦理證券投資信託基金受益憑證之募集、銷售及私募業務者,為新臺幣二千元。
證券投資信託事業向本會申請換發營業執照時,應繳納執照費新臺幣一千元。
因行政區域調整或門牌改編致地址變更而申請換發營業執照,免繳證照費。

English translation for reference only; the Chinese text prevails. Not legal advice.