Standards Governing the Establishment of Securities Investment Trust Enterprises Article 46
A SITE intending to establish a branch unit shall apply to the FSC for permission by filling out and submitting an application form, together with the following documents:1.Articles of incorporation.2.A business plan, specifying, with respect to the branch unit: operational principles; internal organization and segregation of duties; personnel recruitment and training; general description of premises and facilities; and financial forecasts for the coming year.3.Minutes of the relevant board of directors meetings, showing the resolution to establish the branch unit.4.The CPA-audited and certified financial report for the most recent period.5.A description of the internal control system of the branch unit.6.Written statement(s) that none of the circumstances in Article 68 and Article 78, paragraph 3 of the SITC Act exists with respect to any managerial officer of the branch unit.7.A written statement that the application form and its attachments contain no misrepresentations or nondisclosures.
中文原文 證券投資信託事業設置標準第46條
證券投資信託事業設立分支機構，應填具申請書，並檢具下列文件，向本會申請許可：
一、公司章程。
二、營業計畫書：應載明分支機構業務經營之原則、內部組織分工、人員招募、場地設備概況及未來一年財務狀況之預估。
三、載明設立分支機構決議之董事會議事錄。
四、最近期經會計師查核簽證之財務報告。
五、分支機構內部控制制度。
六、分支機構經理人無本法第六十八條及第七十八條第三項規定情事之聲明書。
七、申請書暨附件所載事項無虛偽、隱匿之聲明書。
一、公司章程。
二、營業計畫書：應載明分支機構業務經營之原則、內部組織分工、人員招募、場地設備概況及未來一年財務狀況之預估。
三、載明設立分支機構決議之董事會議事錄。
四、最近期經會計師查核簽證之財務報告。
五、分支機構內部控制制度。
六、分支機構經理人無本法第六十八條及第七十八條第三項規定情事之聲明書。
七、申請書暨附件所載事項無虛偽、隱匿之聲明書。