Standards Governing the Establishment of Securities Investment Trust Enterprises Article 41
In a managed futures enterprise concurrently operating securities investment trust business, the functions of associated persons engaging in investment or trading decision-making for any of its offered securities investment trust funds may not be performed concurrently by personnel engaging in discretionary trading for discretionary futures trading business, and vice versa.
中文原文 證券投資信託事業設置標準第41條
期貨經理事業兼營證券投資信託業務，辦理募集證券投資信託基金之投資或交易決策業務人員，不得與全權委託期貨交易業務之交易決定人員相互兼任。