Standards Governing the Establishment of Securities Investment Trust Enterprises Article 21
A trust enterprise applying to concurrently operate securities investment trust business shall, within 6 months from the day the FSC grants permission, submit the following documents and register in compliance with the requirements of the FSC Banking Bureau:1.A photocopy of the letter of permission issued in response to the trust enterprise's application to concurrently operate securities investment trust business.2.A register of qualified department supervisors and associated persons, issued by the SITCA after reviewing their qualifications, together with documentary proof of their qualifications.3.Documentary proof evidencing allocation of operating capital.4.Documentary proof of admission to membership in the SITCA.A trust enterprise permitted to concurrently operate securities investment trust business may not commence such business unless and until it has become a member of the SITCA.
中文原文 證券投資信託事業設置標準第21條
信託業申請兼營證券投資信託業務,應自本會許可之日起六個月內,檢具下列文件,依本會銀行局規定辦理登記:
一、信託業申請兼營證券投資信託業務許可函影本。
二、同業公會出具之部門主管與業務人員資格審查合格之人員名冊及其資格證明文件。
三、指撥營運資金之證明文件。
四、同業公會同意入會之證明文件。
信託業兼營證券投資信託業務,非加入同業公會不得開辦該項業務。
一、信託業申請兼營證券投資信託業務許可函影本。
二、同業公會出具之部門主管與業務人員資格審查合格之人員名冊及其資格證明文件。
三、指撥營運資金之證明文件。
四、同業公會同意入會之證明文件。
信託業兼營證券投資信託業務,非加入同業公會不得開辦該項業務。