Standards Governing the Establishment of Securities Investment Trust Enterprises Article 19
A trust enterprise concurrently operating securities investment trust business shall set up an investment analysis department. This requirement does not apply, however, if the trust enterprise has already set up an investment analysis department for another line of business it operates.In a trust enterprise that concurrently operates securities investment trust business, the functions of associated persons engaging in investment or trading decision-making for that business may not be performed concurrently by personnel engaging in decision-making for investment or trading in collective trust fund business or with the enterprise's own money, and vice versa.
中文原文 證券投資信託事業設置標準第19條
信託業兼營證券投資信託業務，應設置投資研究部門。
但經營其他業務已設置投資研究部門者，不在此限。
信託業兼營證券投資信託業務，辦理投資或交易決策之業務人員不得與共同信託基金業務或自有資金之投資或交易決策人員相互兼任。
但經營其他業務已設置投資研究部門者，不在此限。
信託業兼營證券投資信託業務，辦理投資或交易決策之業務人員不得與共同信託基金業務或自有資金之投資或交易決策人員相互兼任。