Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises Article 7
Unless otherwise provided by an act or regulation, the general manager of a SITE and all assistant general managers, deputy assistant general managers, and managers thereof, as well as managerial officers, department heads of business departments, and associated persons of a SITE's branch unit, shall serve as full-time employees. Before such personnel begin performing their duties, they shall be registered with the SITCA by the employing SITE, and no such person may engage in business unless they have been registered.Registration under the preceding paragraph shall be prohibited under any of the following circumstances; if registration has already been made, it shall be voided:1. Any circumstance set out in Article 68 of the SITC Act.2. Failure to meet the qualification requirements set out hereunder.3. Violation of Article 8.A SITE shall register any change in personnel specified in paragraph 1 with the SITCA within five business days from the day following such change. Before completing registration of the change, the SITE shall remain liable for the conduct of that person.
中文原文 證券投資信託事業負責人與業務人員管理規則第7條
證券投資信託事業之總經理、業務部門之副總經理、協理、經理，及分支機構經理人、業務部門之部門主管與業務人員，除法令另有規定外，應為專任；其於執行職務前，應由所屬證券投資信託事業向同業公會登錄，非經登錄，不得執行業務。
有下列情事之一，不得為前項之登錄；已登錄者，應予撤銷：
一、有本法第六十八條規定之情事。
二、不符合本規則所定之資格條件。
三、違反第八條規定。
第一項之人員有異動者，證券投資信託事業應於異動次日起五個營業日內，向同業公會申報登錄。
所屬證券投資信託事業在辦妥異動登錄前，對各該人員之行為仍不能免責。
有下列情事之一，不得為前項之登錄；已登錄者，應予撤銷：
一、有本法第六十八條規定之情事。
二、不符合本規則所定之資格條件。
三、違反第八條規定。
第一項之人員有異動者，證券投資信託事業應於異動次日起五個營業日內，向同業公會申報登錄。
所屬證券投資信託事業在辦妥異動登錄前，對各該人員之行為仍不能免責。