Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises Article 6-3
If a SITE concurrently engages in futures trust business and, without having issued a futures trust fund, uses assets of a securities investment trust fund to trade in securities-related products above the percentage set by the FSC at which an application for approval is required to be made, the head of its investment research department, the manager of the fund, and at lease one of its internal auditors shall possess the qualifications required by Article 5 of the Regulations Governing Responsible Persons and Associated Persons of Futures Commission Merchants.
中文原文 證券投資信託事業負責人與業務人員管理規則第6-3條
證券投資信託事業兼營期貨信託事業，未發行期貨信託基金而運用證券投資信託基金從事證券相關商品交易超過本會所定一定比率應申請核准者，其投資研究部門主管、該基金經理人及至少一名內部稽核人員應具備期貨商負責人及業務員管理規則第五條所定資格條件。