Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises Article 5
A SITE shall for each securities investment trust fund appoint a dedicated fund manager, possessing any one of the following qualifications, to take charge of the allocation of that fund:1. Is qualified as a securities investment analyst in accordance with the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises.2. Has passed a senior securities specialist examination held by an institution engaged by a securities dealers association or has obtained certification of passage of such an examination issued by the former competent authority for securities, and also has three years or more of work experience in securities investment analysis or in securities investment decision-making at a qualified institutional investor(s).3. Has passed an examination for associated persons of securities investment trust and consulting enterprises held by an institution engaged by the SITCA, and also has two years or more of work experience in securities investment analysis or in securities investment decision-making at a qualified institutional investor(s).4. Is an incumbent fund manager who served in that position for one or more years prior to 17 October 2001 and continued to serve as a fund manager with the same SITE for a total combined period of two years or more [thereafter].5. Has one or more years of experience as an investment manager handling full discretionary investment business for customers with an unblemished record.The number, fund amount, and other qualifications of the funds that a fund manager may take charge of shall be determined by the FSC.
中文原文 證券投資信託事業負責人與業務人員管理規則第5條
證券投資信託事業對於每一證券投資信託基金之運用，均應指派具備下列資格條件之一之基金經理人專人負責：
一、符合證券投資顧問事業負責人與業務人員管理規則所定證券投資分析人員資格者。
二、經證券商同業公會委託機構舉辦之證券商高級業務員測驗合格，或已取得原證券主管機關核發之證券商高級業務員測驗合格證書，並在專業投資機構擔任證券投資分析或證券投資決策工作三年以上者。
三、經同業公會委託機構舉辦之證券投資信託及顧問事業之業務員測驗合格，並在專業投資機構從事證券投資分析或證券投資決策工作二年以上者。
四、現任基金經理人，於中華民國九十年十月十七日前任職達一年以上，且繼續擔任同一證券投資信託事業基金經理人併計達二年以上者。
五、擔任接受客戶全權委託投資業務之投資經理人職務一年以上，無不良紀錄者。
基金經理人得負責之基金數量、額度及其資格條件，由本會定之。
一、符合證券投資顧問事業負責人與業務人員管理規則所定證券投資分析人員資格者。
二、經證券商同業公會委託機構舉辦之證券商高級業務員測驗合格，或已取得原證券主管機關核發之證券商高級業務員測驗合格證書，並在專業投資機構擔任證券投資分析或證券投資決策工作三年以上者。
三、經同業公會委託機構舉辦之證券投資信託及顧問事業之業務員測驗合格，並在專業投資機構從事證券投資分析或證券投資決策工作二年以上者。
四、現任基金經理人，於中華民國九十年十月十七日前任職達一年以上，且繼續擔任同一證券投資信託事業基金經理人併計達二年以上者。
五、擔任接受客戶全權委託投資業務之投資經理人職務一年以上，無不良紀錄者。
基金經理人得負責之基金數量、額度及其資格條件，由本會定之。