Regulations Governing Responsible Persons and Associated Persons of Securities Investment Trust Enterprises Article 3
A SITE shall have one general manager, who shall be responsible for the overall administration of the business operations of the entire company, and it may not have any other person in an equivalent position.The general manager of a SITE shall be of upstanding character, possess leadership ability and be capable of effectively managing a SITE, and shall, unless otherwise provided by the Trust Enterprise Act or another act, possess one of the following qualifications:1. Has obtained qualification as a securities investment analyst in accordance the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises, and also has three years or more of relevant work experience at a qualified institutional investor(s).2. Is a graduate of a domestic or foreign school at the level of junior college or higher recognized by the Ministry of Education or has an equivalent level of education, and also has five or more years of relevant work experience at a qualified institutional investor(s), having served there in the position of assistant general manager or in an equivalent position for one year or more, or in the position of manager or in an equivalent position for three years or more, with a good performance record.3. Has other academic or work qualifications sufficient to demonstrate possession of professional knowledge of securities and finance, operational experience, and leadership ability.To hire a general manager, a SITE shall submit documents verifying that the person it plans to hire meets the required qualifications to the FSC for review; the person may not assume the position until found qualified.The general manager of a SITE may not concurrently serve in the position of chairperson, branch unit managerial officer, securities investment trust fund manager, futures trust fund manager, discretionary investment manager, or trade decision maker in the discretionary futures trading business, of the SITE.
中文原文 證券投資信託事業負責人與業務人員管理規則第3條
證券投資信託事業應置總經理一人，負責綜理全公司之業務，且不得有其他職責相當之人。
證券投資信託事業之總經理應具備良好品德與有效領導及經營證券投資信託事業之能力，除信託業法或其他法律另有規定外，並應具備下列資格之一：
一、依證券投資顧問事業負責人與業務人員管理規則規定，取得證券投資分析人員資格，並具專業投資機構相關工作經驗三年以上。
二、經教育部承認之國內外專科以上學校畢業或具有同等學歷，並具專業投資機構相關工作經驗五年以上，曾擔任一年以上副總經理或同等職務，或三年以上經理或同等職務，成績優良。
三、有其他學經歷足資證明其具備證券金融專業知識、經營經驗及領導能力。
證券投資信託事業聘任總經理，應檢具規劃人選符合資格之證明文件，報本會審查合格後，始得充任。
證券投資信託事業之總經理不得兼任該公司之董事長、分支機構經理人、證券投資信託基金經理人、期貨信託基金經理人、全權委託投資經理人或全權委託期貨交易業務之交易決定人員。
證券投資信託事業之總經理應具備良好品德與有效領導及經營證券投資信託事業之能力，除信託業法或其他法律另有規定外，並應具備下列資格之一：
一、依證券投資顧問事業負責人與業務人員管理規則規定，取得證券投資分析人員資格，並具專業投資機構相關工作經驗三年以上。
二、經教育部承認之國內外專科以上學校畢業或具有同等學歷，並具專業投資機構相關工作經驗五年以上，曾擔任一年以上副總經理或同等職務，或三年以上經理或同等職務，成績優良。
三、有其他學經歷足資證明其具備證券金融專業知識、經營經驗及領導能力。
證券投資信託事業聘任總經理，應檢具規劃人選符合資格之證明文件，報本會審查合格後，始得充任。
證券投資信託事業之總經理不得兼任該公司之董事長、分支機構經理人、證券投資信託基金經理人、期貨信託基金經理人、全權委託投資經理人或全權委託期貨交易業務之交易決定人員。