Securities Investment Trust and Consulting Act Article 98

Where a securities investment trust enterprise or securities investment consulting enterprise has had its permission withdrew or revoked, been ordered to suspend business, or ceased business of its own accord, such enterprise shall wind up any securities investment trust or securities investment consulting business that it was doing before such withdrawal, revocation, suspension, or cessation.A securities investment trust enterprise or securities investment consulting enterprise whose permission for securities investment trust or securities investment consulting business has been withdrew or revoked shall continue to be deemed a securities investment trust enterprise or securities investment consulting enterprise within the scope of winding down securities investment trust or securities investment consulting business under the preceding paragraph; a securities investment trust enterprise or securities investment consulting enterprise that has been ordered to suspend business or has ceased business of its own accord shall be deemed not yet to have suspended or ceased business within the scope of its winding down of securities investment trust or securities investment consulting business that it was doing before it suspended or ceased business.
中文原文 證券投資信託及顧問法第98條
證券投資信託事業或證券投資顧問事業因撤銷、廢止許可、命令停業或自行歇業者,該事業應了結其被撤銷、廢止、停業或歇業前所為之證券投資信託或證券投資顧問業務。
經撤銷或廢止證券投資信託或證券投資顧問業務許可之證券投資信託事業或證券投資顧問事業,就其了結前項之證券投資信託或證券投資顧問業務範圍內,仍視為證券投資信託事業或證券投資顧問事業;因命令停業或自行歇業之證券投資信託事業或證券投資顧問事業,於其了結停業或歇業前所為之證券投資信託或證券投資顧問業務之範圍內,視為尚未停業或歇業。

English translation for reference only; the Chinese text prevails. Not legal advice.