Securities Investment Trust and Consulting Act Article 72

Departments, Application Procedures, and Required Documents)The Competent Authority shall prescribe establishment standards governing the conditions for establishing of securities investment trust enterprise and securities investment consulting enterprise companies and branch units, the departments they are required to establish, application procedures, required documents, and supervisory regulations governing their finances, business, relocation, closure, and other compliance matters.For the concurrent operation of securities investment trust enterprises or securities investment consulting enterprises by other kinds of enterprises, the Competent Authority shall consult with the competent authorities for the target enterprises concerning the establishment and financial and business supervision matters under the preceding paragraph.