Securities Investment Trust and Consulting Act Article 69
The Competent Authority shall prescribe regulations governing personnel requirements, qualification requirements for responsible persons and associated persons, codes of conduct, training, registration deadlines, procedures, and other compliance requirements for securities investment trust enterprise and securities investment consulting enterprises.
中文原文 證券投資信託及顧問法第69條
證券投資信託事業及證券投資顧問事業，其應備置人員、負責人與業務人員之資格條件、行為規範、訓練、登記期限、程序及其他應遵行事項之規則，由主管機關定之。