Securities Investment Trust and Consulting Act Article 19
A securities investment trust enterprise shall manage securities investment trust funds in accordance with this Act, regulations authorized and adopted under this Act, and the provisions of the securities investment trust contracts, and is prohibited to do any of the following acts, except where otherwise provided by the Competent Authority:1.Instruct the fund custodian to make a loan or provide security.2.Engage in securities margin transactions.3.Engage in securities trading with any other securities investment trust fund managed by the same securities investment trust enterprise.4.Invest in securities issued by such securities investment trust enterprise or a company having an interest relationship with such securities investment trust enterprise.5.Manage the securities investment trust fund to purchase beneficiary certificate of the fund.6.Instruct the fund custodian to lend securities held by the fund to another person.The Competent Authority shall define the scope of the term "company having an interest relationship" as used in subparagraph 4 of the preceding paragraph.
中文原文 證券投資信託及顧問法第19條
證券投資信託事業應依本法、本法授權訂定之命令及證券投資信託契約之規定,運用證券投資信託基金,除主管機關另有規定外,不得為下列行為:
一、指示基金保管機構為放款或提供擔保。
二、從事證券信用交易。
三、與本證券投資信託事業經理之其他證券投資信託基金間為證券交易行為。
四、投資於本證券投資信託事業或與本證券投資信託事業有利害關係之公司所發行之證券。
五、運用證券投資信託基金買入該基金之受益憑證。
六、指示基金保管機構將基金持有之有價證券借與他人。
前項第四款所稱利害關係之公司,其範圍由主管機關定之。
一、指示基金保管機構為放款或提供擔保。
二、從事證券信用交易。
三、與本證券投資信託事業經理之其他證券投資信託基金間為證券交易行為。
四、投資於本證券投資信託事業或與本證券投資信託事業有利害關係之公司所發行之證券。
五、運用證券投資信託基金買入該基金之受益憑證。
六、指示基金保管機構將基金持有之有價證券借與他人。
前項第四款所稱利害關係之公司,其範圍由主管機關定之。