Securities Investment Trust and Consulting Act Article 107
Any of the following offenses shall be punished by imprisonment for not more than five years, and in addition, a criminal fine of not less than NT$1 million and not more than NT$50 million:1. operating, without permission from the Competent Authority, securities investment trust business, securities investment consulting business, discretionary investment business or another business requiring approval from the Competent Authority.2. engaging in, or acting as an agent for, the public offer or sale of offshore funds within the Republic of China in violation of Article 16, paragraph 1.
中文原文 證券投資信託及顧問法第107條
有下列情事之一者，處五年以下有期徒刑，併科新臺幣一百萬元以上五千萬元以下罰金：
一、未經主管機關許可，經營證券投資信託業務、證券投資顧問業務、全權委託投資業務或其他應經主管機關核准之業務。
二、違反第十六條第一項規定，在中華民國境內從事或代理募集、銷售境外基金。
一、未經主管機關許可，經營證券投資信託業務、證券投資顧問業務、全權委託投資業務或其他應經主管機關核准之業務。
二、違反第十六條第一項規定，在中華民國境內從事或代理募集、銷售境外基金。