Securities Investor and Futures Trader Protection Act Article 38
If a securities firm violates Article 37, paragraph 2, the person(s) responsible for the act shall be punished with imprisonment for not more than three years, or detention, or in lieu thereof or in addition thereto, a fine of not more than NT$100 million.
中文原文 證券投資人及期貨交易人保護法第38條
證券商違反前條第二項之規定者，其為行為之負責人處三年以下有期徒刑、拘役或科或併科新臺幣一億元以下罰金。