Securities and Exchange Act Article 68
A securities firm whose special permission has been withdrawn shall still be deemed as a securities firm within the scope of the purposes of winding up and liquidating the trades or matters entrusted to it under the preceding article. A securities firm ordered to suspend operation shall be deemed still to be in operation within the scope of winding up and liquidating the securities trades engaged in or matters entrusted prior to the suspension of business.
中文原文 證券交易法第68條
經撤銷證券業務特許之證券商,於了結前條之買賣或受託之事務時,就其了結目的之範圍內,仍視為證券商;因命令停業之證券商,於其了結停業前所為有價證券之買賣或受託事務之範圍內,視為尚未停業。