Securities and Exchange Act Article 65
When the Competent Authority examines the business or financial conditions of a securities firm and finds that the securities firm has failed to comply with a law or regulation, it may, at any time, issue an order for corrections or improvements within a specified period.
中文原文 證券交易法第65條
主管機關於調查證券商之業務、財務狀況時，發現該證券商有不符合規定之事項，得隨時以命令糾正、限期改善。