Securities and Exchange Act Article 60
Except with the approval of the Competent Authority, a securities firm may not engage in the following types of business:1. Margin purchases or short sales in securities trading.2. Acting as an agent for margin purchases or short sales in securities trading.3. Borrowing or lending securities or acting as an agent or broker for the borrowing or lending of securities.4. Borrowing or lending money in connection with securities business or acting as an agent or broker for such borrowing or lending.5. Accepting engagement by a customer to keep custody of and utilize money of the customer in connection with securities business.Regulations governing matters including the qualifications, personnel, business, and risk management of a securities firm applying for approval to engage in related business under the preceding paragraph shall be prescribed by the Competent Authority.
中文原文 證券交易法第60條
證券商非經主管機關核准，不得為下列之業務：
一、有價證券買賣之融資或融券。
二、有價證券買賣融資融券之代理。
三、有價證券之借貸或為有價證券借貸之代理或居間。
四、因證券業務借貸款項或為借貸款項之代理或居間。
五、因證券業務受客戶委託保管及運用其款項。
證券商依前項規定申請核准辦理有關業務應具備之資格條件、人員、業務及風險管理等事項之辦法，由主管機關定之。
一、有價證券買賣之融資或融券。
二、有價證券買賣融資融券之代理。
三、有價證券之借貸或為有價證券借貸之代理或居間。
四、因證券業務借貸款項或為借貸款項之代理或居間。
五、因證券業務受客戶委託保管及運用其款項。
證券商依前項規定申請核准辦理有關業務應具備之資格條件、人員、業務及風險管理等事項之辦法，由主管機關定之。