Securities and Exchange Act Article 56
If any director, supervisor, or employee of a securities firm is found to have committed any act that violates this Act or another related law or regulation, and if such violation is sufficient to affect the normal operation of the securities firm, the Competent Authority may at any time ordering the securities firm to suspend the execution of business by such person for not more than one year or discharge such person from their position and additionally may impose sanctions in accordance with Article 66 depending on the severity of the violation.
中文原文 證券交易法第56條
主管機關發現證券商之董事、監察人及受僱人，有違背本法或其他有關法令之行為，足以影響證券業務之正常執行者，除得隨時命令該證券商停止其一年以下業務之執行或解除其職務外，並得視其情節之輕重，對證券商處以第六十六條所定之處分。