Securities and Exchange Act Article 46
A securities firm that concurrently operates the business of a securities dealer and a securities broker pursuant to the proviso of paragraph 1 of the preceding Article shall distinguish by written document for every trade whether the trade is made for its own account or a customer.
中文原文 證券交易法第46條
證券商依前條第一項但書之規定，兼營證券自營商及證券經紀商者，應於每次買賣時，以書面文件區別其為自行買賣或代客買賣。