Securities and Exchange Act Article 129
Securities brokers or securities dealers that trade on a company-type stock exchange shall enter into a contract with the stock exchange for the usage of the centralized securities exchange market, and the stock exchange shall file the contract, together with other relevant materials, with the Competent Authority for its recordation.
中文原文 證券交易法第129條
在公司制證券交易所交易之證券經紀商或證券自營商,應由交易所與其訂立供給使用有價證券集中交易市場之契約,並檢同有關資料,申報主管機關核備。