Securities and Exchange Act Article 110
If any of its members commit the following acts, the membership stock exchange shall impose upon the member a monetary penalty and may warn, suspend or restrict such member from trading securities on the centralized securities exchange market or may expel the member:1. Violation of a law or regulation or administrative disposition made pursuant thereto.2. Violation of the articles of association, business rules, brokerage contract regulations, or other rules of the stock exchange.3. Violation of the principles of integrity and good faith in trading, sufficient to cause damage to another.The provisions of the preceding paragraph shall be prescribed in the articles of association.
中文原文 證券交易法第110條
會員制證券交易所對會員有左列行為之一者,應課以違約金並得警告或停止或限制其於有價證券集中交易市場為買賣或予以除名:
一、違反法令或本於法令之行政處分者。
二、違反證券交易所章程、業務規則、受託契約準則或其他章則者。
三、交易行為違背誠實信用,足致他人受損害者。
前項規定,應於章程中訂定之。
一、違反法令或本於法令之行政處分者。
二、違反證券交易所章程、業務規則、受託契約準則或其他章則者。
三、交易行為違背誠實信用,足致他人受損害者。
前項規定,應於章程中訂定之。