Regulations Governing Stock Exchanges Article 46
Managers and associated persons shall not engage in the following conducts:1. Directly or indirectly engaging in buying and selling listed securities with the information learned from their performance of duty.2. In response to an inquiry not made pursuant to the laws and regulations, and revealing confidential information learned from their performance of duty.3. Being a creditor or debtor in a monetary or securities loan with business related persons.4. Demanding, agreeing to accept or accepting improper benefits for an official act or for a breach of one's official duties.5. Not withdrawing in the event that the performance of duty involves conflict of interest.6. When engaging in the listing, transaction, settlement, clearing or custody of securities, there being any fraud, deception or any misleading conducts.7. Any other conduct which is against the securities laws and regulations or the rules of the FSC.The directors, supervisors, members of each committee or persons of the equivalent level of a stock exchange shall not engage in the conducts as referred to in subparagraphs 1 to 5 and subparagraph 7 of the preceding paragraph.
中文原文 證券交易所管理規則第46條
證券交易所之經理人及業務人員，不得有左列行為：
一、以職務上所知悉之消息，直接或間接從事上市有價證券買賣之交易活動。
二、非應依法令所為之查詢，洩漏職務上所獲悉之秘密。
三、與業務有關人員有款項、有價證券之借貸情事。
四、對於職務上或違背職務之行為，要求期約或收受不正當利益。
五、執行職務涉及本身利害關係時未行迴避。
六、辦理有價證券上市、交易、結算、交割或保管時，有虛偽、詐欺或其他足致他人誤信之行為。
七、其他違反證券管理法令或本會規定應為或不得為之情事。
證券交易所之董事、監事、監察人、各委員會委員或其他地位相等之人不得有前項第一款至第五款及第七款之行為。
一、以職務上所知悉之消息，直接或間接從事上市有價證券買賣之交易活動。
二、非應依法令所為之查詢，洩漏職務上所獲悉之秘密。
三、與業務有關人員有款項、有價證券之借貸情事。
四、對於職務上或違背職務之行為，要求期約或收受不正當利益。
五、執行職務涉及本身利害關係時未行迴避。
六、辦理有價證券上市、交易、結算、交割或保管時，有虛偽、詐欺或其他足致他人誤信之行為。
七、其他違反證券管理法令或本會規定應為或不得為之情事。
證券交易所之董事、監事、監察人、各委員會委員或其他地位相等之人不得有前項第一款至第五款及第七款之行為。