Regulations Governing Stock Exchanges Article 3
The term "associated persons" as used in these Regulations means managerial officers and the personnel who engage in the following businesses for a stock exchange:1. Examination of applications for securities to be listed.2. Audit of finance and business of listed companies.3. Transaction, monitoring, clearing, settlement and custodial service of the centralized securities exchange market.4. Computer operation and information management of the centralized securities exchange market.5. Audit of the finance and business of the stock exchange its members, securities brokers, and securities dealers.6. International affairs of the stock market.7. Other operations approved by the FSC.
中文原文 證券交易所管理規則第3條
本規則所稱業務人員，指為證券交易所從事左列業務之主管或人員：
一、有價證券上市之審查。
二、有價證券上市公司財務業務之查核。
三、有價證券集中交易市場之交易、監視、結算、交割及保管。
四、集中交易市場電腦作業及資訊管理。
五、本證券交易所、會員或證券經紀商、證券自營商財務業務之查核。
六、證券市場國際事務。
七、其他經本會核准之業務。
一、有價證券上市之審查。
二、有價證券上市公司財務業務之查核。
三、有價證券集中交易市場之交易、監視、結算、交割及保管。
四、集中交易市場電腦作業及資訊管理。
五、本證券交易所、會員或證券經紀商、證券自營商財務業務之查核。
六、證券市場國際事務。
七、其他經本會核准之業務。