Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area Article 43
When any of the following circumstances applies to a Mainland-area securities or futures institution or a Mainland-invested securities or futures institution that has made equity investment in the Taiwan Area, it shall immediately report the matter to the competent authority:1. Dissolution or suspension of business.2. The occurrence of reorganization, liquidation, bankruptcy, or the voiding or revocation of its business permission by the competent securities and futures authority of the Mainland Area.3. A merger with, or assignment of all or an essential part of assets or business to or from, another financial institution.4. The occurrence of losses in excess of one-third of authorized capital.5. A change in the institution's name.6. Other matters which must be reported pursuant to the regulations of the competent authority.
中文原文 臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法第43條
在臺灣地區參股投資之大陸地區證券、期貨機構或陸資證券、期貨機構有下列情事之一者，應即向主管機關申報：
一、解散或停止營業。
二、發生重整、清算、破產或經大陸地區證券、期貨機構主管機關撤銷或廢止營業許可之情事。
三、與其他金融機構合併、讓與或受讓全部或重要部分之資產或營業。
四、發生虧損且金額逾資本額三分之一。
五、變更機構名稱。
六、其他主管機關規定應申報之事項。
一、解散或停止營業。
二、發生重整、清算、破產或經大陸地區證券、期貨機構主管機關撤銷或廢止營業許可之情事。
三、與其他金融機構合併、讓與或受讓全部或重要部分之資產或營業。
四、發生虧損且金額逾資本額三分之一。
五、變更機構名稱。
六、其他主管機關規定應申報之事項。