Regulations Governing Permission and Administration of Securities and Futures Business Dealings and Investment Between the Taiwan Area and the Mainland Area Article 24-7
Only after a Taiwan-area securities firm has received permission from the competent authority may its Mainland-area securities or futures institution subsidiary firm submit an application in the Mainland Area for establishment of a branch office. After permission is received from the competent Mainland-area securities and futures authority, the Taiwan-area securities firm shall immediately report to the competent authority. The same shall apply in the event of any closure of a branch office.The Taiwan-area securities firm, after receiving permission from the competent Mainland-area securities and futures authority, shall immediately notify the competent authority, and submit the following information to the competent authority for recordation before the branch office of the securities or futures institution subsidiary commences business:1. The letter of approval from the competent Mainland-area securities and futures authority.2. The business items that the competent Mainland-area securities and futures authority has approved for operation.3. The planned date of commencement of business and detailed address.4. Other information or documents required to be submitted pursuant to regulations of the competent authority.
中文原文 臺灣地區與大陸地區證券期貨業務往來及投資許可管理辦法第24-7條
臺灣地區證券商經主管機關許可後，大陸地區證券、期貨機構子公司始得向大陸地區提出申請設立分公司，並應於大陸地區證券、期貨主管機關許可後，立即通報主管機關。
分公司裁撤時，亦同。
臺灣地區證券商應於大陸地區證券、期貨機構子公司之分公司開業前檢附下列資料，報主管機關備查：
一、大陸地區證券、期貨主管機關之核准函。
二、大陸地區證券、期貨主管機關核准經營之業務項目。
三、預定開業日期及詳細地址。
四、其他主管機關規定應提出之資料或文件。
分公司裁撤時，亦同。
臺灣地區證券商應於大陸地區證券、期貨機構子公司之分公司開業前檢附下列資料，報主管機關備查：
一、大陸地區證券、期貨主管機關之核准函。
二、大陸地區證券、期貨主管機關核准經營之業務項目。
三、預定開業日期及詳細地址。
四、其他主管機關規定應提出之資料或文件。