Regulations Governing Leverage Transaction Merchants Article 13

A leverage transaction merchant conducting leverage contract trading business may not link to any of the following underlying instruments unless the trade is with a professional institutional investor and an application has been made in accordance with Article 14, paragraph 1:1. Securities privately placed domestically or abroad.2. Securities issued overseas by domestic enterprises or certificates of beneficial interest issued overseas by domestic securities investment trust enterprises.3. Any Taiwan stock index compiled by a domestic or foreign institution and related financial commodities, provided that this restriction shall not apply to an index compiled by the TPEx, the TWSE, or the TAIFEX, either singly or in cooperation with another institution.4. Securities of a mainland area securities market.A leverage transaction merchant conducting leverage contract trading business may not link to any underlying instrument involving New Taiwan Dollar Exchange rates.
中文原文 槓桿交易商管理規則第13條
槓桿交易商經營槓桿保證金契約交易業務除與專業機構投資人從事交易且依第十四條第一項之規定申請者外,不得連結下列標的:
一、國內外私募之有價證券。
二、本國企業赴海外發行之有價證券、國內證券投資信託事業於海外發行之受益憑證。
三、國內外機構編製之臺股指數及其相關金融商品。
但由證券櫃檯買賣中心、證券交易所或期貨交易所編製或與其他機構合作編製者,不在此限。
四、大陸地區證券市場有價證券。
槓桿交易商經營槓桿保證金契約交易業務,不得連結涉及新臺幣匯率之標的。

English translation for reference only; the Chinese text prevails. Not legal advice.