Regulations Governing Offshore Funds Article 55
For any offshore fund that was the subject of investment consulting by a SICE prior to the issuance of these Regulations, the offshore fund institution shall comply with the provisions of Article 28 hereof within 1 year. If the report has not been completed within that time, with the exception investors in Taiwan who are investing under purchase plans with payment by periodic account deduction operations, which may continue, new purchases of the offshore fund shall not be permitted. The FSC also may void or revoke the approval for investment consulting in connection with the fund.Under the circumstances in the preceding paragraph, the SICE may continue to provide necessary information to offshore fund investors who have not redeemed their holdings or who continue to make periodic payments.
中文原文 境外基金管理辦法第55條
本辦法發布前經證券投資顧問事業提供投資顧問之境外基金,應由其境外基金機構於一年內依第二十八條規定辦理,屆期未完成申報者,除對原在國內採定時定額扣款作業之投資人得繼續其扣款外,不得新增申購。
本會並得撤銷或廢止該境外基金投資顧問之核准。
證券投資顧問事業對前項之未買回或繼續扣款之境外基金投資人,得提供必要之資訊。
本會並得撤銷或廢止該境外基金投資顧問之核准。
證券投資顧問事業對前項之未買回或繼續扣款之境外基金投資人,得提供必要之資訊。