Regulations Governing Offshore Funds Article 50
A master agent or sub-distributor mandated thereby may not engage in the following conduct when engaging in advertising, public informational meetings, or promotional activities in connection with offshore funds, unless otherwise provided by the FSC:1. Using FSC approval or effective registration of the offshore fund as evidence of any matter in connection with the application (or filing) or in publicity claiming any guarantee of the value of the fund;2. Creating mistaken confidence that the security of investment capital or profitability can be guaranteed;3. Offering gifts or other benefits as an inducement to purchase offshore funds;4. Exaggerated publicity claims about past performance or advertising attacking industry competitors;5. False or deceptive acts, or other conduct obviously inconsistent with facts, or intended to mislead others;6. Advance advertising, public informational meetings, or promotional activities for an offshore fund not yet approved by or effectively registered with by the FSC;7. Disseminate material in violation of a law or regulation, agreement, or the prospectus;8. Making predictions of an offshore fund's future performance;9. Involvement in speculation on NT Dollar exchange rates;10. Violate the self-regulatory code for advertising and promotional activities set by the SITCA;11. Other matters prejudicial to the rights and interests of investors.The self-regulatory code referred to in subparagraph 10 of the preceding paragraph, and any amendments thereto, shall be drafted by the SITCA and ratified by the FSC.
中文原文 境外基金管理辦法第50條
總代理人或其委任之銷售機構從事境外基金之廣告、公開說明會及促銷時，除本會另有規定外，不得有下列行為：
一、藉本會對該境外基金之核准或申報生效，作為證實申請（報）事項或保證境外基金價值之宣傳。
二、使人誤信能保證本金之安全或保證獲利。
三、提供贈品或以其他利益勸誘他人購買境外基金。
四、對於過去之業績作誇大之宣傳或對同業為攻訐之廣告。
五、為虛偽、欺罔、或其他顯著有違事實或故意使他人誤信之行為。
六、對未經本會核准或申報生效之境外基金，預為宣傳廣告、公開說明會及促銷。
七、內容違反法令、契約或公開說明書內容。
八、為境外基金績效之預測。
九、涉及對新臺幣匯率走勢之臆測。
十、違反同業公會訂定廣告及促銷活動之自律規範。
十一、其他影響投資人權益之事項。
前項第十款之自律規範，由同業公會擬訂，報經本會核定；修正時，亦同。
一、藉本會對該境外基金之核准或申報生效，作為證實申請（報）事項或保證境外基金價值之宣傳。
二、使人誤信能保證本金之安全或保證獲利。
三、提供贈品或以其他利益勸誘他人購買境外基金。
四、對於過去之業績作誇大之宣傳或對同業為攻訐之廣告。
五、為虛偽、欺罔、或其他顯著有違事實或故意使他人誤信之行為。
六、對未經本會核准或申報生效之境外基金，預為宣傳廣告、公開說明會及促銷。
七、內容違反法令、契約或公開說明書內容。
八、為境外基金績效之預測。
九、涉及對新臺幣匯率走勢之臆測。
十、違反同業公會訂定廣告及促銷活動之自律規範。
十一、其他影響投資人權益之事項。
前項第十款之自律規範，由同業公會擬訂，報經本會核定；修正時，亦同。